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GARY PAUL HAINDEL
GARY P HAINDEL
CRD#: 2336360
IA
Investment Adviser
B
Broker
GLOBAL PLANNING STEWARDS LLCCRD#: 286135 8550 UNITED PLAZA BLVD
STE 702
BATON ROUGE, LA 70809
STONEX SECURITIES INC.CRD#: 18456 8550 United Plaza Blvd.
Suite 702
Baton Rouge, LA 70809
Registration History
19952000200520102015202020252 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - 2009 (<1 year)IAGLOBAL PLANNING STEWARDS LLC (CRD# 286135)2017 - Present (7 years)BSTONEX SECURITIES INC. (CRD# 18456)2015 - Present (9 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2009 - 2015 (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 2000 (6 years)IASA STONE INVESTMENT ADVISORS INC. (CRD# 174182)2016 - 2017 (1 year)IASTERNE AGEE ASSET MANAGEMENT, INC. (CRD# 130888)2009 - 2016 (7 years)
Disclosure(s)
View By:
5/26/2009
Customer Dispute
Pending
License(s)

State Registrations

B
Alabama 1/3/2022

IA
Louisiana 8/1/2017

B
Florida 1/4/2024

B
Mississippi 1/6/2020

B
Louisiana 5/6/2015

IA
Texas 4/9/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GLOBAL PLANNING STEWARDS LLC (CRD#:286135)
8550 UNITED PLAZA BLVD STE 702, BATON ROUGE, LA 70809
Registered with this firm since 8/1/2017

B
STONEX SECURITIES INC. (CRD#:18456)
8550 United Plaza Blvd. Suite 702, Baton Rouge, LA 70809
Registered with this firm since 5/1/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2016 - 07/31/2017 SA STONE INVESTMENT ADVISORS INC. (CRD#:174182) BIRMINGHAM, AL
IA
03/26/2009 - 06/30/2016 STERNE AGEE ASSET MANAGEMENT, INC. (CRD#:130888) BATON ROUGE, LA
B
03/26/2009 - 05/04/2015 STERNE, AGEE & LEACH, INC. (CRD#:791) BATON ROUGE, LA
IA
03/10/2009 - 03/17/2009 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) BATON ROUGE, LA
B
03/10/2009 - 03/17/2009 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) BATON ROUGE, LA
IA
01/07/2000 - 03/11/2009 STANFORD GROUP COMPANY (CRD#:39285) BATON ROUGE, LA
B
01/07/2000 - 03/11/2009 STANFORD GROUP COMPANY (CRD#:39285) BATON ROUGE, LA
B
04/13/1993 - 01/12/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.