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DOUGLAS MICHAEL GERACE
DOUGLAS GERACE
CRD#: 2335040
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1753 PINNACLE DR 3RD and 4TH FL
[V1-RBO]
MCLEAN, VA 22102
Registration History
19952000200520102015202020252 FIRMS2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1996 - 2000 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1996 (2 years)
Disclosure(s)
View By:
11/12/2007
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/1/2000

B
New York 10/1/2000

B
California 2/8/2002

B
North Carolina 10/1/2000

B
Colorado 10/1/2000

B
Ohio 7/17/2024

B
Delaware 9/2/2004

B
Pennsylvania 10/1/2000

B
District of Columbia 6/3/2021

B
South Carolina 10/1/2000

B
Florida 10/1/2000

B
Tennessee 6/20/2024

B
Georgia 6/14/2006

B
Texas 10/1/2000

B
Maine 1/10/2012

B
Utah 8/7/2020

B
Maryland 10/1/2000

B
Virginia 10/1/2000

B
Minnesota 7/2/2018

IA
Virginia 10/1/2000

B
Missouri 4/23/2001

B
Washington 9/17/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1753 PINNACLE DR 3RD and 4TH FL [V1-RBO], MCLEAN, VA 22102
Registered with this firm since 10/1/2000

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1753 PINNACLE DR 3RD and 4TH FL [V1-RBO], MCLEAN, VA 22102
Registered with this firm since 10/1/2000

Previous Registration(s)
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B
04/29/1996 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
05/06/1993 - 04/23/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.