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MICHAEL THOMAS MILLS
CRD#: 2334279
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2530 EL CAMINO REAL
CARLSBAD, CA 92008
Registration History
19952000200520102015202020252 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BSECURITY DISTRIBUTORS, INC. (CRD# 3336)2006 - 2008 (1 year)BAMERICAN SKANDIA MARKETING, INC. (CRD# 21570)2004 - 2006 (1 year)BMML DISTRIBUTORS, LLC (CRD# 38030)2002 - 2004 (1 year)BMANULIFE FINANCIAL SECURITIES LLC (CRD# 5249)2002 - 2002 (<1 year)BMANULIFE WOOD LOGAN, INC. (CRD# 19177)2001 - 2002 (<1 year)BCAL FED INVESTMENTS (CRD# 19631)1997 - 2000 (3 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1995 - 1997 (1 year)BBROOKSTREET SECURITIES CORPORATION (CRD# 14667)1994 - 1995 (1 year)BLA JOLLA SECURITIES CORPORATION (CRD# 18493)1993 - 1994 (<1 year)BWEST COAST FINANCIAL & INSURAN... (CRD# 30631)1993 - 1993 (<1 year)
License(s)

State Registrations

B
California 10/17/2012

B
New Hampshire 8/16/2021

IA
California 10/17/2012

B
New Jersey 9/16/2020

B
Colorado 1/19/2021

B
North Carolina 1/6/2020

B
Georgia 2/4/2022

B
Ohio 4/1/2023

B
Massachusetts 10/26/2020

B
Oregon 10/26/2020

B
Minnesota 7/30/2020

B
Texas 10/26/2020

B
Nevada 7/28/2021

B
Washington 10/26/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2530 EL CAMINO REAL, CARLSBAD, CA 92008
1475 WEST VISTA WAY, VISTA, CA 92083
Registered with this firm since 10/17/2012

B
LPL FINANCIAL LLC (CRD#:6413)
2530 EL CAMINO REAL, CARLSBAD, CA 92008
1475 WEST VISTA WAY, VISTA, CA 92083
Registered with this firm since 10/17/2012

Previous Registration(s)
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IA
12/08/2009 - 09/05/2012 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAKE FOREST, CA
B
12/04/2009 - 09/05/2012 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) LAKE FOREST, CA
IA
05/02/2009 - 12/02/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ESCONDIDO, CA
B
05/02/2009 - 12/02/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ESCONDIDO, CA
IA
12/11/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) ESCONDIDO, CA
B
12/10/2008 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) ESCONDIDO, CA
B
06/09/2006 - 04/16/2008 SECURITY DISTRIBUTORS, INC. (CRD#:3336) TOPEKA, KS
B
07/08/2004 - 04/10/2006 AMERICAN SKANDIA MARKETING, INC. (CRD#:21570) SHELTON, CT
B
10/18/2002 - 06/18/2004 MML DISTRIBUTORS, LLC (CRD#:38030) SPRINGFIELD, MA
B
01/07/2002 - 01/22/2002 MANULIFE FINANCIAL SECURITIES LLC (CRD#:5249) BOSTON, MA
B
05/09/2001 - 01/01/2002 MANULIFE WOOD LOGAN, INC. (CRD#:19177) STAMFORD, CT
B
01/31/1997 - 12/15/2000 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
07/05/1995 - 01/31/1997 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
06/14/1994 - 06/21/1995 BROOKSTREET SECURITIES CORPORATION (CRD#:14667) SAN JUAN CAPISTRANO, CA
B
07/30/1993 - 06/15/1994 LA JOLLA SECURITIES CORPORATION (CRD#:18493)
FINRA expelled the firm on 11/20/2002
LA JOLLA, CA
B
03/24/1993 - 07/15/1993 WEST COAST FINANCIAL & INSURANCE SERVICES, INC. (CRD#:30631) LAGUNA HILLS, CA
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B
Broker
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Investment Adviser
Disclosures
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