• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEPHEN GLEN BOGGS
CRD#: 2333913
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 380 Plaza Drive
Suite D
COLUMBUS, IN 47201
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BJ.J.B. HILLIARD, W.L. LYONS, LLC (CRD# 453)1993 - 2019 (26 years)IAJ.J.B. HILLIARD, W.L. LYONS, LLC (CRD# 453)1999 - 2019 (20 years)
License(s)

State Registrations

B
Alabama 3/14/2023

B
Maryland 8/2/2022

B
California 10/18/2019

B
Massachusetts 10/3/2023

B
Colorado 10/18/2019

B
Michigan 1/8/2021

B
Connecticut 3/14/2023

B
Missouri 6/17/2021

B
Florida 10/18/2019

B
New Mexico 3/14/2023

B
Georgia 3/14/2023

B
North Carolina 10/18/2019

B
Illinois 3/14/2023

B
Ohio 3/14/2023

B
Indiana 10/18/2019

B
Pennsylvania 3/14/2023

IA
Indiana 10/18/2019

B
Tennessee 3/14/2023

B
Kentucky 10/18/2019

B
Virginia 10/18/2019

B
Louisiana 6/24/2024

B
Wisconsin 11/14/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
380 Plaza Drive Suite D, COLUMBUS, IN 47201
105 WEST 2ND STREET, SEYMOUR, IN 47274
Registered with this firm since 10/18/2019

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
380 Plaza Drive Suite D, COLUMBUS, IN 47201
105 WEST 2ND STREET, SEYMOUR, IN 47274
Registered with this firm since 10/18/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/03/1999 - 10/18/2019 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) COLUMBUS, IN
B
04/15/1993 - 10/18/2019 J.J.B. HILLIARD, W.L. LYONS, LLC (CRD#:453) COLUMBUS, IN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.