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Detailed Report
BRIAN HUNTER ANDERSON
BRIAN H ANDERSON, BRIAN HUNTER ANDERSON MR.
CRD#: 2332943
IA
Investment Adviser
ANDERSON ASSET MANAGEMENTCRD#: 155516 2101 HIGHLAND AVENUE
SUITE 220
BIRMINGHAM, AL 35205
Registration History
20002002200420062008201020122014201620182020202220242026IAANDERSON ASSET MANAGEMENT (CRD# 155516)2011 - Present (13 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2010 - 2011 (1 year)IALPL FINANCIAL CORPORATION (CRD# 6413)2004 - 2010 (6 years)IAMORGAN STANLEY (CRD# 7556)2000 - 2004 (3 years)
Disclosure(s)
View By:
1/24/2017
Customer Dispute
Settled
5/31/2016
Customer Dispute
Settled
License(s)

State Registrations

IA
Alabama 9/15/2011
Current Registration(s)
IA
ANDERSON ASSET MANAGEMENT (CRD#:155516)
2101 HIGHLAND AVENUE SUITE 220, BIRMINGHAM, AL 35205
Registered with this firm since 9/15/2011
Previous Registration(s)
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IA
 06/30/2010 - 09/13/2011 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) BIRMINGHAM, AL
IA
 02/13/2004 - 06/29/2010 LPL FINANCIAL CORPORATION (CRD#:6413) BIRMINGHAM, AL
IA
 10/02/2000 - 02/13/2004 MORGAN STANLEY (CRD#:7556) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.