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Detailed Report
AMY ROBIN RAISMAN
AMY ROBIN RAISMAN, AMY ROBIN SCHNELL
CRD#: 2332663
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 200 SW First Avenue
SUITE 900
FT. LAUDERDALE, FL 33301
Registration History
19952000200520102015202020252 FIRMS1995 - 2005 (9 years)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2016 (7 years)2 FIRMS2016 - 2020 (4 years)2 FIRMS2020 - Present (4 years)BBARNETT INVESTMENTS, INC. (CRD# 14897)1993 - 1995 (2 years)
Disclosure(s)
View By:
3/25/2015
Customer Dispute
Settled
12/2/2013
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 11/25/2020
B
New Jersey 11/25/2020
B
California 11/25/2020
B
New York 11/25/2020
B
Colorado 6/7/2022
IA
New York 4/8/2021
B
Connecticut 11/25/2020
B
North Carolina 12/8/2020
B
Florida 11/25/2020
IA
North Carolina 11/17/2022
IA
Florida 11/30/2020
B
Ohio 7/22/2024
B
Georgia 11/25/2020
B
Pennsylvania 12/5/2023
IA
Georgia 3/9/2021
B
South Carolina 11/25/2020
B
Idaho 8/9/2021
IA
South Carolina 3/10/2021
B
Kentucky 11/25/2020
B
Tennessee 11/25/2020
B
Maryland 11/25/2020
B
Texas 11/25/2020
B
Nevada 8/31/2022
IA
Texas 2/26/2021
B
New Hampshire 1/25/2021
B
Virginia 11/25/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
200 SW First Avenue SUITE 900, FT. LAUDERDALE, FL 33301
Registered with this firm since 11/30/2020
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
200 SW First Avenue SUITE 900, FT. LAUDERDALE, FL 33301
Registered with this firm since 11/25/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/21/2016 - 12/08/2020 BB&T SECURITIES, LLC (CRD#:142785) FT LAUDERDALE, FL
B
 03/09/2016 - 12/08/2020 BB&T SECURITIES, LLC (CRD#:142785) FT LAUDERDALE, FL
IA
 05/13/2009 - 03/17/2016 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CORAL SPRINGS, FL
B
 03/25/2009 - 03/17/2016 SECURITIES AMERICA, INC. (CRD#:10205) CORAL SPRINGS, FL
IA
 09/20/2005 - 04/03/2009 NFP SECURITIES, INC. (CRD#:42046) CORAL SPRINGS, FL
B
 09/19/2005 - 04/03/2009 NFP SECURITIES, INC. (CRD#:42046) CORAL SPRINGS, FL
IA
 02/16/2005 - 09/20/2005 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) CORAL SPRINGS, FL
B
 01/07/2005 - 09/20/2005 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
IA
 07/20/1995 - 01/11/2005 MORGAN STANLEY (CRD#:7556) PLANTATION, FL
B
 07/20/1995 - 01/11/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 07/13/1993 - 07/26/1995 BARNETT INVESTMENTS, INC. (CRD#:14897) JACKSONVILLE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.