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KERRI MARIE PETERSON
KERRI M. PETERSON, KERRI MARIE PETERSPM, KERRI MARIE PRICE, KERRI THOMAS
CRD#: 2332414
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2901 DOUGLAS BOULEVARD
SUITE 150
ROSEVILLE, CA 95661
SUITE 150
ROSEVILLE, CA 95661
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Arizona 10/20/2011
IA
Montana 10/22/2021
IA
Arizona 7/14/2021
B
Nevada 10/4/2001
B
Arkansas 5/25/2023
IA
Nevada 8/11/2016
IA
Arkansas 6/19/2023
B
Ohio 5/26/2023
B
California 5/5/2000
IA
Ohio 5/26/2023
IA
California 9/29/2000
B
Oregon 1/10/2020
B
Colorado 2/24/2023
IA
Oregon 1/14/2020
IA
Colorado 2/24/2023
B
Texas 6/13/2024
B
Illinois 6/5/2015
IA
Texas 6/14/2024
B
Minnesota 6/13/2024
B
Washington 11/7/2018
IA
Minnesota 6/14/2024
IA
Washington 11/7/2018
B
Montana 10/21/2021
SRO Registrations
B
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IA
Registered with this firm since 9/29/2000
B
Registered with this firm since 5/5/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/06/2002 - 05/02/2009 | SACRAMENTO, CA | |
B | 05/05/2000 - 12/31/2001 | HOUSTON, TX | |
B | 01/20/1998 - 04/25/2000 | SACRAMENTO, CA | |
B | 05/13/1993 - 02/05/1998 | NORTHRIDGE, CA |
SACRAMENTO, CA
08/06/2002 - 05/02/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.