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Christopher Edmund Castillo
CHRISTOPHER EDMUND CASTILLO, Christopher Castillo
CRD#: 2332149
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Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CAPITOL MALL
SACRAMENTO, CA 95814
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1995 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)
License(s)

State Registrations

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Arizona 12/15/2017

B
Nevada 11/29/2017

B
California 11/6/2017

B
New York 8/20/2024

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California 11/6/2017

B
North Carolina 3/7/2018

B
Colorado 9/17/2019

B
Oregon 8/9/2018

B
Delaware 9/16/2021

B
South Dakota 7/10/2024

B
Florida 11/29/2017

B
Texas 11/29/2017

B
Idaho 11/11/2020

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Texas 11/29/2017

B
Illinois 7/19/2018

B
Washington 2/19/2021

B
Louisiana 4/1/2019

B
Wisconsin 2/13/2023

B
Maryland 8/20/2024

SRO Registrations

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Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 11/6/2017

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 9/21/2017

Previous Registration(s)
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07/31/1993 - 10/06/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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04/06/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.