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Detailed Report
KEITH EDWARD BRENNAN
CRD#: 2332013
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Investment Adviser
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Previous Broker
SEI INVESTMENTS MANAGEMENT CORPCRD#: 105146 Reston, VA
Registration History
1995200020052010201520202025IASEI INVESTMENTS MANAGEMENT CORP (CRD# 105146)2023 - Present (1 year)BNORTHERN LIGHTS DISTRIBUTORS, LLC (CRD# 126159)2014 - 2015 (<1 year)BARCHER DISTRIBUTORS, LLC (CRD# 158961)2012 - 2014 (2 years)BNORTHERN LIGHTS DISTRIBUTORS, LLC (CRD# 126159)2008 - 2012 (4 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1995 - 1998 (2 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1995 (2 years)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)IABRIGHTON JONES LLC (CRD# 108601)2018 - 2023 (5 years)IABOSTON PRIVATE WEALTH LLC (CRD# 172832)2015 - 2016 (1 year)IAWELLESLEY INVESTMENT ADVISORS,... (CRD# 116176)2015 - 2015 (<1 year)
License(s)

State Registrations

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Colorado 11/14/2023
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New York 11/14/2023
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Connecticut 11/14/2023
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Pennsylvania 11/15/2023
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Idaho 11/15/2023
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Virginia 11/14/2023
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Illinois 11/20/2023
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Washington 11/15/2023
Current Registration(s)
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SEI INVESTMENTS MANAGEMENT CORP (CRD#:105146)
Reston, VA
Registered with this firm since 11/14/2023
Previous Registration(s)
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 01/03/2018 - 10/20/2023 BRIGHTON JONES LLC (CRD#:108601) McLean, VA
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 09/01/2015 - 10/28/2016 BOSTON PRIVATE WEALTH LLC (CRD#:172832) RESTON, VA
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 01/15/2015 - 04/10/2015 WELLESLEY INVESTMENT ADVISORS, INC. (CRD#:116176) WELLESLEY, MA
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 12/01/2014 - 04/02/2015 NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159) ELKHORN, NE
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 10/17/2012 - 11/25/2014 ARCHER DISTRIBUTORS, LLC (CRD#:158961) OLNEY, MD
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 08/04/2008 - 10/16/2012 NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159) ELKHORN, NE
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 10/26/1995 - 09/14/1998 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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 07/31/1993 - 10/25/1995 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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 07/19/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.