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CAROLYN HENDRIKA WILLIAMS
CAROLYN H SCHIMEK
CRD#: 2331934
IA
B
MORGAN STANLEYCRD#: 149777 20807 Biscayne Boulevard
5Th&6Th Floor
Aventura, FL 33180
5Th&6Th Floor
Aventura, FL 33180
0
Disclosures
31
Years of Experience
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State Registrations
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Alabama 5/18/2018
B
Mississippi 7/14/2014
B
Arizona 2/14/2013
B
Nevada 8/19/2020
B
Arkansas 10/1/2024
B
New Hampshire 10/28/2022
B
California 6/1/2009
B
New Jersey 1/29/2010
B
Colorado 2/14/2013
B
New Mexico 2/14/2013
B
Connecticut 2/14/2013
B
New York 1/29/2010
B
Delaware 2/26/2019
B
North Carolina 2/19/2013
B
District of Columbia 5/19/2021
B
Ohio 2/15/2013
B
Florida 6/1/2009
B
Oklahoma 2/14/2013
IA
Florida 6/1/2009
B
Oregon 2/14/2013
B
Georgia 2/14/2013
B
Pennsylvania 2/14/2013
B
Hawaii 2/14/2013
B
Rhode Island 2/14/2013
B
Idaho 1/20/2021
B
South Carolina 2/14/2013
B
Illinois 2/14/2013
B
South Dakota 1/17/2024
B
Iowa 5/18/2018
B
Tennessee 1/12/2017
B
Kansas 2/14/2013
B
Texas 2/14/2013
B
Kentucky 2/14/2013
IA
Texas 4/2/2020
B
Louisiana 1/29/2010
B
Utah 6/15/2022
B
Maine 8/22/2013
B
Vermont 2/14/2013
B
Maryland 2/14/2013
B
Virginia 2/14/2013
B
Massachusetts 2/14/2013
B
Washington 2/14/2013
B
Michigan 3/22/2010
B
Wisconsin 3/6/2019
B
Minnesota 2/14/2013
B
Wyoming 2/14/2013
SRO Registrations
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B
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B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/04/1996 - 06/01/2009 | AVENTURA, FL | |
B | 11/29/1996 - 06/01/2009 | AVENTURA, FL | |
B | 04/15/1993 - 09/06/1996 | COLUMBUS, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.