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SCOTT FREDERICK SAAD
SCOTT F SAAD
CRD#: 2331848
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 75 PORT CITY LNDG
MOUNT PLEASANT, SC 29464
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - Present (25 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - Present (31 years)
License(s)

State Registrations

B
Alabama 5/16/2019

B
Nevada 1/12/2017

B
Arizona 10/15/2018

B
New Jersey 6/6/2014

B
Arkansas 4/29/2022

B
New York 1/9/2008

B
California 1/5/2000

B
North Carolina 4/6/1998

B
Colorado 6/1/2018

B
Ohio 5/6/1993

B
Connecticut 5/16/2019

IA
Ohio 8/19/1999

B
Delaware 7/2/2019

B
Oklahoma 4/20/2021

B
District of Columbia 7/2/2019

B
Pennsylvania 9/22/2015

B
Florida 9/28/2010

B
Rhode Island 9/12/2023

B
Georgia 1/9/2006

B
South Carolina 7/28/2000

B
Idaho 11/6/2019

IA
South Carolina 8/4/2009

B
Illinois 4/3/1998

B
Tennessee 5/28/2008

B
Indiana 10/15/2019

IA
Texas 12/16/2011

B
Kentucky 4/25/2019

B
Texas 1/8/2018

B
Maine 2/12/2018

B
Utah 5/17/2018

B
Maryland 4/14/2015

B
Virginia 5/19/2011

B
Massachusetts 2/11/2000

B
Washington 7/17/2017

B
Michigan 1/26/2000

B
West Virginia 10/7/2015

B
Minnesota 5/16/2019

B
Wisconsin 7/11/2022

B
Missouri 5/16/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
75 PORT CITY LNDG, MOUNT PLEASANT, SC 29464
Registered with this firm since 8/19/1999

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
75 PORT CITY LNDG, MOUNT PLEASANT, SC 29464
Registered with this firm since 5/5/1993

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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.