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MICHAEL STEVEN MCAVOY
MICHAEL S MCAVOY
CRD#: 2331765
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 18700 N HAYDEN RD STE 525
SCOTTSDALE, AZ 85255
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2019 (7 years)2 FIRMS2019 - Present (5 years)BM. S. HOWELLS & CO. (CRD# 104100)2005 - 2007 (1 year)
Disclosure(s)
View By:
2/11/2021
Financial
Final
License(s)

State Registrations

B
Arizona 7/23/2019

B
New Jersey 7/23/2019

IA
Arizona 7/25/2019

B
New York 7/23/2019

B
California 7/23/2019

B
North Carolina 3/2/2022

B
Florida 7/23/2019

B
South Dakota 10/11/2022

B
Iowa 9/15/2022

B
Texas 7/23/2019

B
Kansas 9/17/2019

IA
Texas 7/23/2019

B
Louisiana 7/30/2019

B
Virginia 7/3/2021

B
Massachusetts 1/4/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
18700 N HAYDEN RD STE 525, SCOTTSDALE, AZ 85255
Registered with this firm since 7/23/2019

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
18700 N HAYDEN RD STE 525, SCOTTSDALE, AZ 85255
Registered with this firm since 7/23/2019

Previous Registration(s)
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IA
11/08/2011 - 07/26/2019 OPPENHEIMER & CO. INC. (CRD#:249) SCOTTSDALE, AZ
B
10/27/2011 - 07/26/2019 OPPENHEIMER & CO. INC. (CRD#:249) SCOTTSDALE, AZ
IA
06/01/2009 - 10/26/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SCOTTSDALE, AZ
B
06/01/2009 - 10/26/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SCOTTSDALE, AZ
IA
09/27/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SCOTTSDALE, AZ
B
06/14/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SCOTTSDALE, AZ
B
06/23/2005 - 05/02/2007 M. S. HOWELLS & CO. (CRD#:104100) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.