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DINO ARENA
DEAN ARENA
CRD#: 2331352
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1011 SUNSET BOULEVARD
ROCKLIN, CA 95765
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1011 SUNSET BLVD
SUITE 210
ROCKLIN, CA 95765
Registration History
1995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2014 - Present (10 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2012 - Present (13 years)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)2007 - 2012 (4 years)BCUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2000 - 2007 (6 years)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)1994 - 2000 (6 years)
License(s)

State Registrations

B
Alabama 1/18/2012

B
Montana 1/18/2012

B
Alaska 1/18/2012

B
Nebraska 1/18/2012

B
Arizona 1/18/2012

B
Nevada 1/18/2012

B
Arkansas 1/18/2012

B
New Hampshire 1/18/2012

B
California 1/18/2012

B
New Jersey 1/18/2012

IA
California 5/7/2014

B
New Mexico 1/18/2012

B
Colorado 1/18/2012

B
New York 1/18/2012

B
Connecticut 1/18/2012

B
North Carolina 1/19/2012

B
Delaware 1/18/2012

B
North Dakota 1/18/2012

B
District of Columbia 1/18/2012

B
Ohio 1/18/2012

B
Florida 1/18/2012

B
Oklahoma 1/18/2012

B
Georgia 1/18/2012

B
Oregon 1/18/2012

B
Hawaii 1/18/2012

B
Pennsylvania 1/18/2012

B
Idaho 1/18/2012

B
Puerto Rico 1/18/2012

B
Illinois 1/18/2012

B
Rhode Island 1/18/2012

B
Indiana 1/18/2012

B
South Carolina 1/18/2012

B
Iowa 1/18/2012

B
South Dakota 1/18/2012

B
Kansas 1/18/2012

B
Tennessee 1/18/2012

B
Kentucky 1/18/2012

B
Texas 1/18/2012

B
Louisiana 1/18/2012

B
Utah 1/18/2012

B
Maine 1/18/2012

B
Vermont 1/18/2012

B
Maryland 1/18/2012

B
Virginia 1/18/2012

B
Massachusetts 1/18/2012

B
Washington 1/18/2012

B
Michigan 1/18/2012

B
West Virginia 1/18/2012

B
Minnesota 1/18/2012

B
Wisconsin 1/18/2012

B
Mississippi 1/18/2012

B
Wyoming 1/18/2012

B
Missouri 1/18/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1011 SUNSET BOULEVARD, ROCKLIN, CA 95765
Rocklin, CA
Registered with this firm since 5/7/2014

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1011 SUNSET BLVD SUITE 210, ROCKLIN, CA 95765
1011 Sunset Blvd Suite 210, Rocklin, CA 95765
Registered with this firm since 1/18/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/07/2007 - 01/25/2012 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) ROCKLIN, CA
B
08/30/2000 - 05/03/2007 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) ROCKLIN, CA
B
03/16/1994 - 06/12/2000 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.