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TIMOTHY JOHN BAIN
TIM BAIN, TIMOTHY J BAIN, TIM BIAN
CRD#: 2330992
IA
Investment Adviser
B
Broker
SPARK ASSET MANAGEMENT GROUPCRD#: 132154 413 N. CENTER ST.
STATESVILLE, NC 28677
STONEX SECURITIES INC.CRD#: 18456 413 NORTH CENTER STREET
STATESVILLE, NC 28677
Registration History
19952000200520102015202020252 FIRMS2010 - Present (14 years)BJBS LIBERTY SECURITIES, INC. (CRD# 36179)2007 - 2010 (3 years)BSYNERGY INVESTMENT GROUP, LLC (CRD# 46035)1999 - 2010 (11 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1997 - 1999 (1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1994 - 1997 (2 years)IASYNERGY INVESTMENT GROUP, LLC (CRD# 46035)2000 - 2010 (10 years)
Disclosure(s)
View By:
8/3/2005
Customer Dispute
Settled
License(s)

State Registrations

B
California 10/20/2010

B
Nevada 8/30/2022

B
Florida 3/16/2020

B
North Carolina 10/20/2010

B
Georgia 4/3/2017

IA
North Carolina 12/15/2010

B
Maine 8/22/2024

B
Pennsylvania 3/17/2014

B
Maryland 3/14/2024

B
South Carolina 7/1/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPARK ASSET MANAGEMENT GROUP (CRD#:132154)
413 N. CENTER ST., STATESVILLE, NC 28677
DENVER, NC
Registered with this firm since 12/15/2010

B
STONEX SECURITIES INC. (CRD#:18456)
413 NORTH CENTER STREET, STATESVILLE, NC 28677
Registered with this firm since 10/20/2010

Previous Registration(s)
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IA
10/22/2000 - 11/16/2010 SYNERGY INVESTMENT GROUP, LLC (CRD#:46035) CHARLOTTE, NC
B
08/23/2007 - 11/16/2010 JBS LIBERTY SECURITIES, INC. (CRD#:36179) CHARLOTTE, NC
B
06/22/1999 - 11/16/2010 SYNERGY INVESTMENT GROUP, LLC (CRD#:46035) CHARLOTTE, NC
B
08/11/1997 - 06/24/1999 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
09/28/1994 - 08/12/1997 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.