Individual Firm
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DONALD WITT HADLEY JR
CRD#: 233076
IA
B
CAPITAL ANALYSTSCRD#: 162200 4007 VILLAGE PARK DR
KIGHTSDALE, NC 27545
KIGHTSDALE, NC 27545
LINCOLN INVESTMENTCRD#: 519 4007 VILLAGE PARK DRIVE
KNIGHTDALE, NC 27545
KNIGHTDALE, NC 27545
0
Disclosures
57
Years of Experience
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State Registrations
B
California 6/1/2012
B
Minnesota 1/5/2017
B
Colorado 6/1/2012
B
North Carolina 6/1/2012
B
Florida 6/2/2012
IA
North Carolina 6/1/2012
B
Illinois 6/1/2012
B
Tennessee 11/13/2023
B
Indiana 2/1/2022
B
Texas 11/8/2022
B
Maryland 3/15/2018
B
Wisconsin 7/14/2021
B
Michigan 6/1/2012
SRO Registrations
B
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IA
Registered with this firm since 6/4/2012
IA
Registered with this firm since 6/1/2012
B
Registered with this firm since 6/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/31/2001 - 06/01/2012 | KNIGHTDALE, NC | |
B | 04/03/1972 - 06/01/2012 | KNIGHTDALE, NC | |
B | 10/16/1967 - 11/16/1980 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.