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Detailed Report
HARRY MILWARD HADDEN III
HARRY MILWARD HADDEN
CRD#: 233017
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 250 W Main St Ste 2530
Lexington, KY 40507
Registration History
1970197519801985199019952000200520102015202020252 FIRMS1999 - 2005 (6 years)2 FIRMS2005 - 2012 (6 years)2 FIRMS2012 - 2021 (9 years)2 FIRMS2021 - Present (3 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1993 - 1999 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1989 - 1993 (4 years)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1988 - 1989 (<1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1988 (5 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1977 - 1983 (6 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)1979 - 1983 (3 years)BBACHE HALSEY STUART INC. (CRD# 7238)1976 - 1977 (1 year)BBACHE & CO INCORPORATED (CRD# 7058)1976 - 1976 (<1 year)BBACHE & CO., INCORPORATED (CRD# 66)1974 - 1976 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 572)1970 - 1974 (4 years)
License(s)

State Registrations

B
Florida 12/3/2021
IA
Kentucky 12/8/2021
B
Kentucky 12/8/2021
B
Michigan 1/4/2023

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
250 W Main St Ste 2530, Lexington, KY 40507
Lexington, KY
Registered with this firm since 12/3/2021
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
250 W Main St Ste 2530, Lexington, KY 40507
Lexington, KY
Registered with this firm since 12/3/2021
Previous Registration(s)
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IA
 04/20/2012 - 12/08/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LEXINGTON, KY
B
 04/20/2012 - 12/06/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LEXINGTON, KY
IA
 11/04/2005 - 04/30/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) LEXINGTON, KY
B
 11/04/2005 - 04/30/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) LEXINGTON, KY
IA
 09/22/1999 - 11/10/2005 MORGAN STANLEY (CRD#:7556) LEXINGTON, KY
B
 02/18/1999 - 11/10/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 04/21/1993 - 03/08/1999 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
 01/20/1989 - 04/29/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 02/15/1988 - 01/27/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
 01/20/1983 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
B
 09/16/1977 - 12/23/1983 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
B
 08/31/1979 - 02/03/1983 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453)
B
 08/27/1976 - 09/16/1977 BACHE HALSEY STUART INC. (CRD#:7238)
B
 02/27/1976 - 08/27/1976 BACHE & CO INCORPORATED (CRD#:7058)
B
 06/21/1974 - 02/27/1976 BACHE & CO., INCORPORATED (CRD#:66)
B
 07/28/1970 - 07/07/1974 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (CRD#:572)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.