Individual Firm
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CHARLES HUNT SALEMBIER
HUNT SALEMBIER
CRD#: 2329595
IA
B
THE STERLING GROUPCRD#: 111782 225 S. LAKE AVENUE
SUITE 1075
PASADENA, CA 91101
SUITE 1075
PASADENA, CA 91101
LPL FINANCIAL LLCCRD#: 6413 225 S LAKE AVE SUITE 1075
PASADENA, CA 91101-4860
PASADENA, CA 91101-4860
0
Disclosures
32
Years of Experience
View By:
State Registrations
B
Arizona 8/21/1998
B
Nevada 5/2/2000
B
California 8/25/1998
B
Ohio 1/2/2004
IA
California 11/5/1999
B
Oregon 5/13/1999
B
Georgia 1/23/2024
IA
Texas 5/11/2021
B
Massachusetts 4/25/2024
B
Washington 9/15/2000
SRO Registrations
B
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IA
Registered with this firm since 11/5/1999
B
Registered with this firm since 8/21/1998
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/02/2017 - 05/06/2021 | PASADENA, CA | |
IA | 09/11/1998 - 03/27/2013 | PASADENA, CA | |
B | 04/02/1993 - 08/28/1998 | MINNEAPOLIS, MN | |
B | 04/02/1993 - 08/28/1998 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.