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Detailed Report
RICHARD CHARLES ONDREICKA
RICHARD C ONDREICKA
CRD#: 2329225
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 575 BROADHOLLOW ROAD
MELVILLE, NY 11747
Registration History
19952000200520102015202020252 FIRMS2000 - 2000 (<1 year)2 FIRMS2004 - 2007 (2 years)2 FIRMS2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2007 - 2018 (11 years)BQUICK & REILLY, INC. (CRD# 11217)2000 - 2004 (4 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1993 - 2000 (6 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1993 - 1997 (4 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2008 - 2018 (10 years)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (2 years)
Disclosure(s)
View By:
4/17/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 11/2/2018
IA
New Jersey 11/2/2018
B
Florida 11/2/2018
B
New York 11/2/2018
B
Massachusetts 11/2/2018
IA
New York 4/26/2021
B
New Jersey 11/2/2018
B
Pennsylvania 4/7/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
575 BROADHOLLOW ROAD, MELVILLE, NY 11747
Registered with this firm since 11/2/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
575 BROADHOLLOW ROAD, MELVILLE, NY 11747
Registered with this firm since 11/2/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/29/2008 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) MELVILLE, NY
B
 09/26/2007 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) MELVILLE, NY
IA
 10/20/2004 - 06/04/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SOMERVILLE, MA
B
 10/20/2004 - 06/04/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SOMERVILLE, MA
IA
 09/06/2002 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) SOMERVILLE, MA
B
 08/31/2000 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 04/17/2000 - 09/06/2000 BANKBOSTON INVESTOR SERVICES, INC. (CRD#:36369) BOSTON, MA
B
 04/10/2000 - 04/19/2000 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
 05/21/1993 - 04/03/2000 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
 05/21/1993 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.