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Detailed Report
JOHN JOSEPH HALLORAN II
CRD#: 2328373
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 138 CONANT ST 4TH FL
BEVERLY, MA 01915
Registration History
19952000200520102015202020252 FIRMS2003 - 2004 (1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2021 (8 years)2 FIRMS2021 - Present (3 years)BCITIZENS INVESTMENT SERVICES CORP. (CRD# 39550)1996 - 2003 (7 years)BGNA SECURITIES, INC. (CRD# 10465)1995 - 1996 (<1 year)BFISCO EQUITY, INC. (CRD# 24067)1993 - 1995 (1 year)BMOORS & CABOT, INC. (CRD# 594)1993 - 1993 (<1 year)IACITIZENS INVESTMENT SERVICES CORP. (CRD# 39550)1998 - 2003 (4 years)
License(s)

State Registrations

B
California 9/20/2021
IA
New Hampshire 9/30/2021
B
Colorado 11/1/2021
B
New Jersey 9/20/2021
B
Connecticut 9/20/2021
B
New Mexico 1/6/2024
B
District of Columbia 9/20/2021
B
New York 9/20/2021
B
Florida 9/20/2021
B
North Carolina 9/20/2021
IA
Florida 9/21/2021
B
Pennsylvania 9/20/2021
B
Georgia 8/23/2023
B
Rhode Island 9/20/2021
B
Maine 9/20/2021
B
South Carolina 8/27/2024
B
Massachusetts 9/20/2021
B
Tennessee 4/30/2024
B
Montana 10/13/2021
B
Texas 9/20/2021
B
Nevada 9/20/2021
B
Vermont 9/20/2021
B
New Hampshire 9/20/2021
B
Virginia 9/20/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
138 CONANT ST 4TH FL, BEVERLY, MA 01915
IPSWICH, MA
Registered with this firm since 9/21/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
138 CONANT ST 4TH FL, BEVERLY, MA 01915
IPSWICH, MA
Registered with this firm since 9/20/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/17/2013 - 10/12/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) Ipswich, MA
B
 04/17/2013 - 10/12/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) PEABODY, MA
IA
 10/28/2009 - 04/19/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BURLINGTON, MA
B
 10/23/2009 - 04/19/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BURLINGTON, MA
IA
 10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BURLINGTON, MA
B
 10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BURLINGTON, MA
IA
 07/29/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) ACTON, MA
B
 07/03/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
 11/18/1998 - 05/06/2003 CITIZENS INVESTMENT SERVICES CORP. (CRD#:39550) MANCHESTER, NH
B
 05/24/1996 - 05/06/2003 CITIZENS INVESTMENT SERVICES CORP. (CRD#:39550) JOHNSTON, RI
B
 09/28/1995 - 06/12/1996 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
B
 07/02/1993 - 04/28/1995 FISCO EQUITY, INC. (CRD#:24067) LINCOLN, RI
B
 05/20/1993 - 06/30/1993 MOORS & CABOT, INC. (CRD#:594) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.