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Detailed Report
SANDRA ANN SUTTER
SANDRA ANN CROSS, SANDRA SUTTER CROSS, SANDRA A SUTTER
CRD#: 2328138
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8181 Communications Pkwy, F-04
Plano, TX 75024
Registration History
19952000200520102015202020252 FIRMS2002 - 2003 (<1 year)2 FIRMS2015 - 2021 (6 years)2 FIRMS2022 - Present (3 years)BALPINE SECURITIES CORPORATION (CRD# 14952)2014 - 2014 (<1 year)BMVP AMERICAN SECURITIES (CRD# 118286)2012 - 2013 (1 year)BPOINTE ATLANTIC, INC (CRD# 46599)2012 - 2012 (<1 year)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2009 - 2010 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2005 - 2008 (3 years)BGUARANTY BROKERAGE SERVICES, INC. (CRD# 23302)2001 - 2002 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1999 - 2000 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 1999 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1999 (1 year)BCULLUM & SANDOW SECURITIES, INC. (CRD# 15836)1997 - 1997 (<1 year)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1993 - 1996 (3 years)IAUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2009 - 2009 (<1 year)
License(s)

State Registrations

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Alabama 1/4/2022
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Nebraska 1/4/2022
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Alaska 1/4/2022
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Nevada 1/19/2022
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Arizona 1/4/2022
B
New Hampshire 1/4/2022
B
Arkansas 1/4/2022
B
New Jersey 1/4/2022
B
California 1/4/2022
B
New Mexico 1/4/2022
B
Colorado 1/4/2022
B
New York 1/4/2022
B
Connecticut 1/4/2022
B
North Carolina 1/7/2022
B
Delaware 1/4/2022
B
North Dakota 1/4/2022
B
District of Columbia 1/4/2022
B
Ohio 1/5/2022
B
Florida 1/4/2022
B
Oklahoma 1/4/2022
B
Georgia 1/4/2022
B
Oregon 1/4/2022
B
Hawaii 1/4/2022
B
Pennsylvania 1/4/2022
B
Idaho 1/4/2022
B
Puerto Rico 1/4/2022
B
Illinois 1/4/2022
B
Rhode Island 1/4/2022
B
Indiana 1/4/2022
B
South Carolina 1/4/2022
B
Iowa 1/4/2022
B
South Dakota 1/4/2022
B
Kansas 1/4/2022
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Tennessee 1/4/2022
B
Kentucky 1/4/2022
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Texas 1/4/2022
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Louisiana 1/4/2022
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Texas 2/22/2022
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Maine 1/4/2022
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Utah 1/4/2022
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Maryland 1/4/2022
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Vermont 1/4/2022
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Massachusetts 1/4/2022
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Virgin Islands 1/4/2022
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Michigan 1/4/2022
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Virginia 1/4/2022
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Minnesota 1/4/2022
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Washington 1/4/2022
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Mississippi 1/4/2022
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West Virginia 1/4/2022
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Missouri 1/4/2022
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Wisconsin 1/4/2022
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Montana 1/4/2022
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Wyoming 1/4/2022

SRO Registrations

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 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy, F-04, Plano, TX 75024
Garland, TX
Registered with this firm since 2/22/2022
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy, F-04, Plano, TX 75024
Garland, TX
Registered with this firm since 1/4/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/13/2015 - 12/13/2021 LPL FINANCIAL LLC (CRD#:6413) GARLAND, TX
B
 03/11/2015 - 12/13/2021 LPL FINANCIAL LLC (CRD#:6413) GARLAND, TX
B
 02/24/2014 - 04/28/2014 ALPINE SECURITIES CORPORATION (CRD#:14952) SALT LAKE CITY, UT
B
 08/01/2012 - 09/09/2013 MVP AMERICAN SECURITIES (CRD#:118286) SAN DIEGO, CA
B
 01/25/2012 - 08/03/2012 POINTE ATLANTIC, INC (CRD#:46599) LAS VEGAS, NV
B
 02/26/2009 - 04/01/2010 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) HENDERSON, NV
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 07/01/2009 - 12/31/2009 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) HENDERSON, NV
B
 03/22/2005 - 08/01/2008 MML INVESTORS SERVICES, INC. (CRD#:10409) LAS VEGAS, NV
IA
 09/09/2002 - 06/11/2003 E*TRADE ADVISORY SERVICES, INC. (CRD#:111178) DALLAS, TX
B
 08/28/2002 - 06/11/2003 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
B
 08/14/2001 - 02/01/2002 GUARANTY BROKERAGE SERVICES, INC. (CRD#:23302) ST. CLOUD, MN
B
 09/14/1999 - 05/22/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 04/05/1999 - 07/14/1999 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
 09/18/1997 - 04/09/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
 02/07/1997 - 08/13/1997 CULLUM & SANDOW SECURITIES, INC. (CRD#:15836) DALLAS, TX
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 08/19/1993 - 08/16/1996 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.