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Detailed Report
THOMAS DAVID TURNER JR
THOMAS DAVID TURNER
CRD#: 2328021
IA
Investment Adviser
B
Previous Broker
THE 401K SOURCE, INC.CRD#: 133135 1649 W. SHORELINE DRIVE
SUITE 102
BOISE, ID 83702
Registration History
19952000200520102015202020252 FIRMS1999 - 2015 (16 years)IATHE 401K SOURCE, INC. (CRD# 133135)2015 - Present (9 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1998 - 1999 (<1 year)BNYLIFE SECURITIES INC. (CRD# 5167)1997 - 1998 (<1 year)BWADDELL & REED, INC. (CRD# 866)1993 - 1993 (<1 year)IACONTINUUM ADVISORY, LLC (CRD# 283155)2023 - 2025 (1 year)IACONTINUUM ADVISORY, LLC (CRD# 283155)2023 - 2023 (<1 year)IAPENSIONMARK FINANCIAL GROUP, LLC (CRD# 208512)2015 - 2016 (<1 year)
License(s)

State Registrations

IA
Idaho 8/3/2015
Current Registration(s)
IA
THE 401K SOURCE, INC. (CRD#:133135)
1649 W. SHORELINE DRIVE SUITE 102, BOISE, ID 83702
Registered with this firm since 8/3/2015
Previous Registration(s)
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IA
 07/12/2023 - 02/11/2025 CONTINUUM ADVISORY, LLC (CRD#:283155) EAGLE, ID
IA
 01/19/2023 - 03/21/2023 CONTINUUM ADVISORY, LLC (CRD#:283155) EAGLE, ID
IA
 10/23/2015 - 06/03/2016 PENSIONMARK FINANCIAL GROUP, LLC (CRD#:208512) BOISE, ID
IA
 05/25/1999 - 07/29/2015 LPL FINANCIAL LLC (CRD#:6413) BOISE, ID
B
 03/09/1999 - 07/29/2015 LPL FINANCIAL LLC (CRD#:6413) BOISE, ID
B
 06/25/1998 - 03/02/1999 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
 11/10/1997 - 06/22/1998 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
 04/06/1993 - 07/15/1993 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.