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Eric Wilson Bailey
ERIC W BAILEY
CRD#: 2327900
IA
B
CAPTRUSTCRD#: 175112 400 N Tampa St
Suite 1800
TAMPA, FL 33602
Suite 1800
TAMPA, FL 33602
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 400 N Tampa St
Suite 1800
Tampa, FL 33602
Suite 1800
Tampa, FL 33602
0
Disclosures
31
Years of Experience
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State Registrations
B
Arizona 10/12/2021
B
Indiana 3/26/2018
B
Florida 8/7/2017
B
Michigan 3/24/2021
IA
Florida 8/11/2017
B
North Carolina 8/17/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 8/11/2017
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Registered with this firm since 8/7/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/12/2007 - 12/31/2017 | TAMPA, FL | |
IA | 06/15/2002 - 08/07/2017 | TAMPA, FL | |
B | 06/15/2002 - 08/07/2017 | TAMPA, FL | |
IA | 08/07/1998 - 06/20/2002 | TAMPA, FL | |
B | 08/07/1998 - 06/15/2002 | CHARLOTTE, NC | |
B | 09/17/1993 - 08/14/1998 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.