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SUZAN BUDAK
SUSAN ANN BUDAK, SUSAN BUDAK, SUZAN ANN BUDAK
CRD#: 2327168
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 520 NEWPORT CENTER DR
NEWPORT BEACH, CA 92660
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arizona 3/23/2010

B
Nevada 3/23/2010

B
California 10/2/2008

B
New Jersey 11/14/2017

IA
California 10/3/2008

B
New York 10/2/2008

B
Colorado 10/2/2008

B
North Carolina 4/27/2010

B
Connecticut 10/6/2010

B
Ohio 9/22/2022

B
Delaware 5/11/2017

B
Oregon 3/23/2010

B
Florida 10/2/2008

B
Pennsylvania 3/23/2010

B
Georgia 10/26/2021

B
South Carolina 9/28/2022

B
Hawaii 8/15/2012

B
South Dakota 1/5/2022

B
Idaho 4/26/2010

B
Tennessee 6/17/2014

B
Illinois 10/2/2008

B
Texas 8/15/2012

B
Indiana 2/27/2019

IA
Texas 3/27/2013

B
Kentucky 3/6/2019

B
Utah 3/23/2010

B
Maryland 3/23/2010

B
Virgin Islands 10/2/2023

B
Massachusetts 4/9/2018

B
Virginia 11/13/2017

B
Michigan 8/15/2012

B
Washington 10/2/2008

B
Missouri 8/15/2012

B
West Virginia 8/3/2020

B
Montana 4/26/2010

B
Wisconsin 10/2/2008

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
520 NEWPORT CENTER DR, NEWPORT BEACH, CA 92660
Registered with this firm since 10/3/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
520 NEWPORT CENTER DR, NEWPORT BEACH, CA 92660
Registered with this firm since 10/2/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/25/2007 - 10/08/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEWPORT BEACH, CA
B
04/24/2007 - 10/08/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEWPORT BEACH, CA
IA
07/21/2006 - 04/04/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEWPORT BEACH, CA
B
04/27/2006 - 04/04/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEWPORT BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.