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Kirsten JAY Gapastione
KIRSTEN JAY ZICK
CRD#: 2326948
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 LEWISVILLE, NC
Registration History
19952000200520102015202020252 FIRMS2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2009 (4 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2004 (1 year)BWACHOVIA SECURITIES, INC. (CRD# 431)2000 - 2002 (2 years)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1995 - 2000 (4 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1993 - 1995 (2 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2009 (3 years)
License(s)

State Registrations

B
North Carolina 10/23/2009

IA
North Carolina 10/23/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
LEWISVILLE, NC
1209 SILAS CREEK PKWY, WINSTON SALEM, NC 27127
Registered with this firm since 10/23/2009

IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
LEWISVILLE, NC
1209 SILAS CREEK PKWY, WINSTON SALEM, NC 27127
Registered with this firm since 10/23/2009

Previous Registration(s)
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IA
02/23/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WINSTON-SALEM, NC
B
12/13/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
B
03/25/2003 - 11/30/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
02/14/2000 - 05/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
09/01/1995 - 02/14/2000 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
B
05/03/1993 - 09/15/1995 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
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B
Broker
IA
Investment Adviser
Disclosures
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