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JULIUS CHANG
JULIUS (NONE) CHANG
CRD#: 2326671
IA
B
MORGAN STANLEYCRD#: 149777 20400 Stevens Creek Boulevard
Suite 350
Cupertino, CA 95014
Suite 350
Cupertino, CA 95014
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alabama 4/29/2022
B
Nebraska 2/20/2019
B
Alaska 4/29/2022
B
Nevada 2/20/2019
B
Arizona 9/24/2020
B
New Hampshire 5/25/2022
B
Arkansas 2/20/2019
B
New Jersey 5/25/2022
B
California 6/1/2009
B
New Mexico 2/20/2019
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California 6/1/2009
B
New York 10/4/2019
B
Colorado 5/11/2022
B
North Carolina 2/20/2019
B
Connecticut 5/11/2022
B
North Dakota 2/20/2019
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 2/20/2019
B
Oregon 5/25/2022
B
Georgia 2/20/2019
B
Pennsylvania 5/25/2022
B
Hawaii 11/2/2012
B
Puerto Rico 2/20/2019
B
Idaho 1/8/2018
B
Rhode Island 2/20/2019
B
Illinois 2/20/2019
B
South Carolina 2/20/2019
B
Indiana 2/20/2019
B
South Dakota 2/20/2019
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 2/20/2019
B
Kentucky 8/23/2017
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Texas 2/20/2020
B
Louisiana 5/25/2022
B
Utah 1/9/2017
B
Maine 5/25/2022
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 3/11/2019
B
Virginia 5/25/2022
B
Michigan 5/25/2022
B
Washington 2/20/2019
B
Minnesota 2/20/2019
B
West Virginia 5/25/2022
B
Mississippi 2/20/2019
B
Wisconsin 2/20/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021
SRO Registrations
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B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/12/2008 - 06/01/2009 | CUPERTINO, CA | |
B | 10/27/2008 - 06/01/2009 | CUPERTINO, CA | |
IA | 07/08/1997 - 07/14/2008 | SAN JOSE, CA | |
B | 11/01/1993 - 07/14/2008 | SAN JOSE, CA | |
B | 04/28/1993 - 01/14/1994 | MINNEAPOLIS, MN | |
B | 04/28/1993 - 01/14/1994 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.