Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DARREN LEONARD BISHOP
CRD#: 2324198
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5613 DTC PKWY
STE 1000
GREENWOOD VILLAGE, CO 80111
Registration History
19952000200520102015202020252 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - Present (6 years)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)1993 - 2009 (16 years)IAAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2003 - 2009 (6 years)
License(s)

State Registrations

B
Arizona 9/28/2018
B
Nebraska 9/28/2018
B
Arkansas 5/9/2019
B
New Hampshire 2/7/2022
B
California 9/28/2018
B
New Jersey 3/21/2022
B
Colorado 9/28/2018
B
New Mexico 6/2/2021
IA
Colorado 9/28/2018
B
New York 5/9/2019
B
Connecticut 9/28/2018
B
North Carolina 5/9/2019
B
Florida 1/12/2024
B
Oklahoma 9/28/2018
B
Idaho 5/9/2019
B
Tennessee 1/2/2020
B
Illinois 9/28/2018
B
Texas 9/28/2018
B
Indiana 2/7/2025
IA
Texas 9/28/2018
B
Iowa 3/11/2025
B
Vermont 1/11/2024
B
Kansas 9/28/2018
B
Virginia 2/2/2024
B
Missouri 9/28/2018
B
Washington 2/7/2022
B
Montana 9/28/2018
B
Wyoming 11/6/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5613 DTC PKWY STE 1000, GREENWOOD VILLAGE, CO 80111
PARKER, CO
Registered with this firm since 9/28/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5613 DTC PKWY STE 1000, GREENWOOD VILLAGE, CO 80111
PARKER, CO
Registered with this firm since 9/28/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/05/2009 - 10/02/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DENVER, CO
B
 10/05/2009 - 10/02/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DENVER, CO
IA
 08/05/2003 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) DENVER, CO
B
 05/12/1993 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.