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Detailed Report
GREGORY BRYAN PIERCE
CRD#: 2322976
IA
Investment Adviser
WINDWARD WEALTH STRATEGIES, INC.CRD#: 175126 2370 STATE ROAD 44
SUITE A
OSHKOSH, WI 54904
Registration History
200420062008201020122014201620182020202220242026IAWINDWARD WEALTH STRATEGIES, INC. (CRD# 175126)2017 - Present (8 years)IAWINDWARD WEALTH STRATEGIES, INC. (CRD# 175126)2015 - 2016 (1 year)IAREINHART PARTNERS, INC. (CRD# 106432)2007 - 2015 (7 years)IAVIRCHOW KRAUSE WEALTH MANAGEME... (CRD# 111264)2004 - 2007 (3 years)
Disclosure(s)
View By:
9/22/2020
Customer Dispute
Settled
9/16/2019
Financial
Pending
9/16/2019
Customer Dispute
Settled
License(s)

State Registrations

IA
Wisconsin 1/11/2017
Current Registration(s)
IA
WINDWARD WEALTH STRATEGIES, INC. (CRD#:175126)
2370 STATE ROAD 44 SUITE A, OSHKOSH, WI 54904
Registered with this firm since 1/11/2017
Previous Registration(s)
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IA
 03/16/2015 - 12/31/2016 WINDWARD WEALTH STRATEGIES, INC. (CRD#:175126) OSHKOSH, WI
IA
 07/25/2007 - 04/01/2015 REINHART PARTNERS, INC. (CRD#:106432) MEQUON, WI
IA
 02/20/2004 - 05/15/2007 VIRCHOW KRAUSE WEALTH MANAGEMENT LLC (CRD#:111264) OSHKOSH, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.