• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Vicki Lynch
Vicki Ruth Lynch, VICKI RUTH PUGH, VICKI PUGH
CRD#: 2322872
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8111 PRESTON ROAD
DALLAS, TX 75225
Registration History
19952000200520102015202020252 FIRMS2022 - Present (3 years)BEDWARD JONES (CRD# 250)2018 - 2021 (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2011 - 2016 (5 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2001 - 2009 (8 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1994 - 2001 (7 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2011 - 2012 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2002 - 2009 (7 years)
License(s)

State Registrations

B
Alabama 1/4/2022

B
Nevada 1/4/2022

B
Alaska 1/4/2022

B
New Hampshire 1/4/2022

B
Arizona 1/4/2022

B
New Jersey 1/4/2022

B
Arkansas 1/4/2022

B
New Mexico 1/4/2022

B
California 1/4/2022

B
New York 1/4/2022

B
Colorado 1/4/2022

B
North Carolina 1/4/2022

B
Connecticut 1/4/2022

B
North Dakota 1/4/2022

B
Delaware 1/4/2022

B
Ohio 1/5/2022

B
District of Columbia 1/4/2022

IA
Ohio 2/23/2022

B
Florida 1/4/2022

B
Oklahoma 1/4/2022

B
Georgia 1/4/2022

B
Oregon 1/4/2022

B
Hawaii 1/4/2022

B
Pennsylvania 1/4/2022

B
Idaho 1/4/2022

B
Puerto Rico 1/4/2022

B
Illinois 1/4/2022

B
Rhode Island 1/4/2022

B
Indiana 1/4/2022

B
South Carolina 1/4/2022

B
Iowa 1/4/2022

B
South Dakota 1/4/2022

B
Kansas 1/4/2022

B
Tennessee 1/4/2022

B
Kentucky 1/4/2022

B
Texas 1/4/2022

B
Louisiana 1/4/2022

IA
Texas 1/27/2022

B
Maine 1/4/2022

B
Utah 1/4/2022

B
Maryland 1/4/2022

B
Vermont 1/4/2022

B
Massachusetts 1/4/2022

B
Virgin Islands 1/4/2022

B
Michigan 1/4/2022

B
Virginia 1/4/2022

B
Minnesota 1/4/2022

B
Washington 1/4/2022

B
Mississippi 1/4/2022

B
West Virginia 1/4/2022

B
Missouri 1/4/2022

B
Wisconsin 1/4/2022

B
Montana 1/4/2022

B
Wyoming 1/4/2022

B
Nebraska 1/4/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 PRESTON ROAD, DALLAS, TX 75225
Dallas, TX
Registered with this firm since 1/27/2022

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 PRESTON ROAD, DALLAS, TX 75225
Dallas, TX
Registered with this firm since 1/4/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/12/2018 - 12/21/2021 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
03/08/2011 - 07/12/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
03/23/2011 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
03/18/2002 - 12/14/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALLAS, TX
B
10/22/2001 - 12/14/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALLAS, TX
B
02/01/1994 - 05/25/2001 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.