Individual Firm
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Mark Vincent Powell
MARK V POWELL, MARK VINCENT POWELL
CRD#: 2322344
IA
B
EDWARD JONESCRD#: 250 7800 MADISON BLVD STE 600
HUNTSVILLE, AL 35806-3670
HUNTSVILLE, AL 35806-3670
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Alabama 11/16/2018
B
Minnesota 2/20/2025
IA
Alabama 5/11/2019
B
North Carolina 11/29/2023
B
California 2/25/2021
B
South Carolina 8/20/2024
B
Colorado 2/11/2025
B
Tennessee 11/15/2018
B
Florida 11/27/2023
B
Texas 2/19/2019
B
Georgia 1/3/2022
IA
Texas 2/20/2019
B
Louisiana 7/31/2019
B
Washington 11/30/2020
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 11/15/2018
B
Registered with this firm since 10/24/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/12/2009 - 07/18/2011 | LAFAYETTE, LA | |
B | 10/05/2009 - 07/18/2011 | LAFAYETTE, LA | |
IA | 12/18/2008 - 02/12/2009 | LAFAYETTE, LA | |
B | 10/15/2008 - 02/12/2009 | LAFAYETTE, LA | |
B | 03/31/1993 - 12/31/1993 | ||
B | 02/25/1993 - 03/17/1993 |
LAFAYETTE, LA
10/12/2009 - 07/18/2011
LAFAYETTE, LA
10/05/2009 - 07/18/2011
LAFAYETTE, LA
12/18/2008 - 02/12/2009
LAFAYETTE, LA
10/15/2008 - 02/12/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.