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Detailed Report
DARIN SCOTT MILLER II
DARIN SCOTT MILLER
CRD#: 2321816
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 500 SILVER SPUR RD
3RD FL STE 300
ROLLING HILLS ESTATES, CA 90275
Registration History
19952000200520102015202020252 FIRMS1999 - 2003 (3 years)2 FIRMS2003 - Present (21 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 1999 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 1998 (2 years)BTOLUCA PACIFIC SECURITIES CORP. (CRD# 13875)1995 - 1996 (1 year)BMEYERS SECURITIES CORPORATION (CRD# 7183)1994 - 1995 (1 year)BANNANDALE SECURITIES, INC. (CRD# 23506)1994 - 1994 (<1 year)BCORPORATE SECURITIES GROUP, INC. (CRD# 11025)1993 - 1994 (<1 year)BCHADWICK SECURITIES, INC. (CRD# 25001)1993 - 1993 (<1 year)
Disclosure(s)
View By:
8/13/2002
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 2/2/2024
B
Massachusetts 10/6/2016
B
Arkansas 9/2/2016
B
Nevada 11/29/2021
B
California 7/1/2003
B
New York 5/14/2024
IA
California 7/1/2003
B
Tennessee 10/15/2024
B
Colorado 2/9/2024
B
Utah 7/1/2003
B
Florida 10/10/2018
B
Washington 6/24/2020
B
Illinois 11/17/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
500 SILVER SPUR RD 3RD FL STE 300, ROLLING HILLS ESTATES, CA 90275
2141 ROSECRANS AVE STE 4100 [LG/LB-RBO], EL SEGUNDO, CA 90245
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
500 SILVER SPUR RD 3RD FL STE 300, ROLLING HILLS ESTATES, CA 90275
2141 ROSECRANS AVE STE 4100 [LG/LB-RBO], EL SEGUNDO, CA 90245
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/08/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) LONG BEACH, CA
B
 10/20/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 04/17/1998 - 10/22/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 02/07/1996 - 04/29/1998 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 01/31/1995 - 02/06/1996 TOLUCA PACIFIC SECURITIES CORP. (CRD#:13875) BURBANK, CA
B
 04/12/1994 - 08/28/1995 MEYERS SECURITIES CORPORATION (CRD#:7183) ROCHESTER, NY
B
 04/04/1994 - 04/05/1994 ANNANDALE SECURITIES, INC. (CRD#:23506)
B
 09/27/1993 - 02/14/1994 CORPORATE SECURITIES GROUP, INC. (CRD#:11025) ST. LOUIS, MO
B
 08/13/1993 - 10/20/1993 CHADWICK SECURITIES, INC. (CRD#:25001) ALISO VIEJO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.