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KEITH JAMES KULESA
CRD#: 2321567
IA
B
MORGAN STANLEYCRD#: 149777 5251 DTC Parkway
Suite 1500
Greenwood Village, CO 80111
Suite 1500
Greenwood Village, CO 80111
0
Disclosures
27
Years of Experience
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State Registrations
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Arizona 1/13/2023
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Missouri 1/13/2023
B
California 1/13/2023
B
New York 1/13/2023
B
Colorado 1/13/2023
B
North Dakota 3/15/2024
IA
Colorado 1/13/2023
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Oregon 1/13/2023
B
Florida 1/13/2023
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Pennsylvania 1/13/2023
B
Georgia 1/13/2023
B
Texas 1/13/2023
B
Idaho 1/13/2023
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Texas 1/13/2023
B
Illinois 1/13/2023
B
Utah 3/2/2023
B
Maryland 1/13/2023
B
Virginia 11/25/2024
B
Massachusetts 1/13/2023
SRO Registrations
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IA
Registered with this firm since 1/13/2023
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Registered with this firm since 1/13/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/27/2001 - 01/17/2023 | GREENWOOD VILLAGE, CO | |
B | 11/20/2001 - 01/17/2023 | GREENWOOD VILLAGE, CO | |
B | 05/24/1996 - 06/29/1999 | NEW YORK, NY | |
B | 08/01/1995 - 04/24/1996 | CHICAGO, IL | |
B | 09/06/1994 - 09/21/1994 | CHICAGO, IL | |
B | 02/08/1993 - 08/10/1993 | BOSTON, MA |
GREENWOOD VILLAGE, CO
11/27/2001 - 01/17/2023
GREENWOOD VILLAGE, CO
11/20/2001 - 01/17/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.