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JASON HOWARD DIAMOND
CRD#: 2320884
IA
Investment Adviser
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Broker
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.CRD#: 134510 2150 POST ROAD
SUITE 301
FAIRFIELD, CT 06824
HERBERT J. SIMS & CO, INC.CRD#: 3420 2150 POST ROAD
SUITE 301
FAIRFIELD, CT 06824
Registration History
19952000200520102015202020252 FIRMS2003 - 2006 (2 years)IAHERBERT J. SIMS CAPITAL MANAGE... (CRD# 134510)2014 - Present (10 years)BHERBERT J. SIMS & CO, INC. (CRD# 3420)2007 - Present (17 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1996 - 2002 (6 years)BWALL STREET INVESTOR SERVICES (CRD# 10012)1993 - 1996 (2 years)
License(s)

State Registrations

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Connecticut 6/14/2007

IA
Puerto Rico 1/21/2015

IA
Connecticut 10/23/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. (CRD#:134510)
2150 POST ROAD SUITE 301, FAIRFIELD, CT 06824
Registered with this firm since 10/23/2014

B
HERBERT J. SIMS & CO, INC. (CRD#:3420)
2150 POST ROAD SUITE 301, FAIRFIELD, CT 06824
8300 NORMANDALE LAKE BLVD SUITE 100, BLOOMINGTON, MN 55437
Registered with this firm since 6/14/2007

Previous Registration(s)
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10/09/2003 - 08/03/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
IA
10/10/2003 - 05/31/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
03/14/1996 - 07/18/2002 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
07/06/1993 - 02/08/1996 WALL STREET INVESTOR SERVICES (CRD#:10012) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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