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Detailed Report
CARMELITA YUNARANIE SINGH-MAYER
CARMELITA YUNARANIE SINGH, CARMELITA YUNARANIE SINGHMAYER
CRD#: 2320728
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 E LAS OLAS BLVD 19TH FL
FORT LAUDERDALE, FL 33301
Registration History
19952000200520102015202020252 FIRMS2001 - 2003 (2 years)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - Present (12 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 2001 (4 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)1993 - 1996 (2 years)
Disclosure(s)
View By:
1/31/2001
Employment Separation After Allegations
12/23/2000
Customer Dispute
Pending
License(s)

State Registrations

B
California 12/20/2022
B
Montana 6/6/2018
B
Colorado 3/22/2018
B
New York 3/10/2020
B
District of Columbia 1/28/2020
B
Ohio 10/15/2017
B
Florida 11/16/2012
B
South Carolina 1/22/2020
IA
Florida 11/19/2012
B
Tennessee 11/16/2012
B
Georgia 11/6/2020
IA
Texas 3/7/2016
B
Maine 2/7/2019
B
Texas 3/28/2016
B
Maryland 2/26/2020
B
Virginia 3/8/2016
B
Michigan 2/2/2021
B
Washington 8/17/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL, FORT LAUDERDALE, FL 33301
ESTERO, FL
Registered with this firm since 11/19/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL, FORT LAUDERDALE, FL 33301
ESTERO, FL
Registered with this firm since 11/16/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/08/2008 - 11/20/2012 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FT. LAUDERDALE, FL
B
 10/02/2008 - 11/20/2012 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) FT. LAUDERDALE, FL
IA
 07/01/2003 - 10/06/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) FORT LAUDERDALE, FL
B
 07/01/2003 - 10/06/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) FORT LAUDERDALE, FL
IA
 04/25/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) FT LAUDERDALE, FL
B
 02/08/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 03/21/1996 - 02/16/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 09/01/1993 - 03/27/1996 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.