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PETER CLEGG WALLACE
CRD#: 2320579
IA
Investment Adviser
B
Broker
PROFESSIONAL PLANNING GROUPCRD#: 108868 9 GRANITE STREET
WESTERLY, RI 02891
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 9 GRANITE STREET
WESTERLY, RI 02891
Registration History
1995200020052010201520202025IAPROFESSIONAL PLANNING GROUP (CRD# 108868)2000 - Present (25 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1998 - Present (26 years)BMFS FUND DISTRIBUTORS, INC. (CRD# 31052)1994 - 1998 (3 years)BMFS FINANCIAL SERVICES, INC. (CRD# 18309)1994 - 1994 (<1 year)IAPROFESSIONAL PLANNING GROUP (CRD# 108868)2000 - 2002 (2 years)
License(s)

State Registrations

B
Alaska 1/10/2014

B
New Hampshire 1/16/2004

B
California 4/27/2005

B
New Mexico 1/18/2011

B
Colorado 1/8/2009

B
North Carolina 1/8/2009

B
Connecticut 9/3/1998

B
Ohio 3/26/2009

B
District of Columbia 10/15/2010

B
Pennsylvania 3/25/2009

B
Florida 10/9/2000

B
Rhode Island 9/8/1998

B
Georgia 10/8/2007

IA
Rhode Island 1/1/2000

B
Kentucky 7/15/2015

B
South Carolina 1/8/2009

B
Louisiana 12/4/2018

B
Texas 1/31/2006

B
Maine 9/27/1999

IA
Texas 5/21/2012

B
Massachusetts 9/3/1998

B
Vermont 3/31/2009

B
Minnesota 7/12/2016

B
Virginia 1/5/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROFESSIONAL PLANNING GROUP (CRD#:108868)
9 GRANITE STREET, WESTERLY, RI 02891
Registered with this firm since 1/1/2000

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
9 GRANITE STREET, WESTERLY, RI 02891
Registered with this firm since 9/3/1998

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2000 - 12/31/2002 PROFESSIONAL PLANNING GROUP (CRD#:108868) WESTERLY, RI
B
12/05/1994 - 08/05/1998 MFS FUND DISTRIBUTORS, INC. (CRD#:31052) BOSTON, MA
B
10/21/1994 - 12/31/1994 MFS FINANCIAL SERVICES, INC. (CRD#:18309) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.