Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MICHAEL JOSEPH BEGIN
MICHAEL J BEGIN
CRD#: 2320363
IA
Investment Adviser
LIFESTYLE FREEDOM ADVISORY GROUP, LLCCRD#: 283512 Mystic, CT
Registration History
199820002002200420062008201020122014201620182020202220242026IALIFESTYLE FREEDOM ADVISORY GRO... (CRD# 283512)2016 - Present (8 years)IARETIREMENT WEALTH ADVISORS, INC. (CRD# 137658)2014 - 2016 (2 years)IARESEARCH FINANCIAL STRATEGIES (CRD# 153247)2013 - 2014 (1 year)IAGRANT WILLIAMS L.P. (CRD# 45961)2009 - 2013 (3 years)IABROOK WEALTH MANAGEMENT, LLC (CRD# 130695)2004 - 2008 (3 years)IALPL FINANCIAL CORPORATION (CRD# 6413)1998 - 2008 (9 years)
Disclosure(s)
View By:
7/11/2011
Customer Dispute
Settled
12/2/2009
Customer Dispute
Denied
License(s)

State Registrations

IA
California 8/12/2022
IA
Florida 8/5/2016
IA
Connecticut 6/30/2016
IA
New York 4/3/2021
Current Registration(s)
IA
LIFESTYLE FREEDOM ADVISORY GROUP, LLC (CRD#:283512)
Mystic, CT
Mystic, CT
Registered with this firm since 6/30/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/20/2014 - 12/27/2016 RETIREMENT WEALTH ADVISORS, INC. (CRD#:137658) MILFORD, CT
IA
 06/25/2013 - 10/15/2014 RESEARCH FINANCIAL STRATEGIES (CRD#:153247) WEST HAVEN, CT
IA
 07/09/2009 - 06/21/2013 GRANT WILLIAMS L.P. (CRD#:45961) WEST HAVEN, CT
IA
 08/27/2004 - 02/01/2008 BROOK WEALTH MANAGEMENT, LLC (CRD#:130695) ROCKY HILL, CT
IA
 02/17/1998 - 01/31/2008 LPL FINANCIAL CORPORATION (CRD#:6413) ROCKY HILL, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.