When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CLIENT PURCHASED A VA IN FEB 2004. CLIENT ALLEGES SHE WAS TOLD THAT SHE COULD NOT LOSE ANY MONEY ON THE PRINCIPLE NO MATTER WHAT THE STOCK MARKET WAS DOING. CLIENT ALLEGES THAT THE REPRESTIVE FAILED TO PUT THE PRICIPLE FIRST RIDER ON THE INVESTMENT. CLIENT ALLEGES THAT FRAUD WAS COMMITTED SINCE SHE WAS LED TO BELIEVE HER INVESTMENT WAS SAFE. CLIENT IS REQUESTING MEDIATION.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.