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Registration History
19952000200520102015202020252 FIRMS2003 - 2005 (2 years)IAFORTE ASSET MANAGEMENT, LLC (CRD# 132969)2022 - Present (2 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1993 - 2003 (9 years)IADONALDSON LUFKIN & JENRETTE SE... (CRD# 7560)2002 - 2003 (<1 year)
Disclosure(s)
View By:
3/3/2001
Customer Dispute
Award / Judgment
License(s)

State Registrations

IA
New York 4/21/2022

Current Registration(s)
IA
FORTE ASSET MANAGEMENT, LLC (CRD#:132969)
BEDFORD, NY
Registered with this firm since 4/21/2022

Previous Registration(s)
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IA
01/17/2003 - 04/08/2005 CREDIT SUISSE FIRST BOSTON (CRD#:816) NEW YORK, NY
B
01/17/2003 - 04/08/2005 CREDIT SUISSE FIRST BOSTON LLC (CRD#:816) NEW YORK, NY
IA
07/30/2002 - 01/17/2003 DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) NEW YORK, NY
B
05/03/1993 - 01/17/2003 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560) JERSEY CITY, NJ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.