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BRIAN SCOTT SNELSON
CRD#: 2318993
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 500 CUMMINGS CTR
BEVERLY, MA 01915
Registration History
19952000200520102015202020252 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2008 - 2010 (2 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)2006 - 2008 (1 year)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)1996 - 2005 (9 years)BNASL FINANCIAL SERVICES, INC. (CRD# 16009)1994 - 1996 (2 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1993 - 1994 (1 year)
Disclosure(s)
View By:
12/21/2018
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 12/6/2013

B
Montana 1/4/2021

B
California 12/6/2013

B
New Hampshire 5/24/2012

B
Colorado 12/6/2013

B
New Jersey 12/6/2013

B
Connecticut 5/24/2012

B
New York 5/24/2012

IA
Connecticut 5/24/2012

B
North Carolina 1/14/2016

B
District of Columbia 12/6/2013

B
Ohio 12/6/2013

B
Florida 6/5/2012

B
Pennsylvania 12/6/2013

B
Georgia 12/6/2013

B
Rhode Island 5/24/2012

B
Idaho 7/12/2023

B
South Carolina 4/12/2016

B
Illinois 12/6/2013

B
Tennessee 12/6/2013

B
Indiana 12/6/2013

B
Texas 12/6/2013

B
Maine 5/24/2012

IA
Texas 12/16/2013

B
Maryland 12/6/2013

B
Utah 9/30/2020

B
Massachusetts 5/24/2012

B
Vermont 5/24/2012

B
Michigan 12/6/2013

B
Virginia 12/6/2013

B
Minnesota 1/9/2025

B
Washington 7/13/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
500 CUMMINGS CTR, BEVERLY, MA 01915
Registered with this firm since 5/24/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
500 CUMMINGS CTR, BEVERLY, MA 01915
Registered with this firm since 5/24/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/14/2011 - 05/21/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) CHELMSFORD, MA
B
05/17/2011 - 05/21/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) CHELMSFORD, MA
B
01/01/2008 - 07/01/2010 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MARLBOROUGH, MA
B
03/17/2006 - 01/01/2008 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) MARLBOROUGH, MA
B
08/30/1996 - 11/02/2005 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
B
04/28/1994 - 07/24/1996 NASL FINANCIAL SERVICES, INC. (CRD#:16009) BOSTON, MA
B
03/02/1993 - 03/08/1994 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.