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JANENE EVELYN PIRBHAI
JANENE E WEATHERS, JANENE EVELYN WEATHERS
CRD#: 2318588
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 750 TRADE CENTRE WAY
PORTAGE, MI 49002
PORTAGE, MI 49002
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11/19/1997
Customer Dispute
Denied
State Registrations
B
Alabama 7/28/2014
B
Mississippi 7/26/2005
B
Arizona 2/1/1999
B
Missouri 1/14/2000
B
California 1/12/1994
B
New Jersey 12/10/1997
B
Colorado 6/19/2009
B
New York 1/9/2008
B
Connecticut 1/20/2000
B
North Carolina 9/27/2007
B
District of Columbia 7/15/2013
B
Ohio 9/25/2012
B
Florida 11/15/1993
B
Oklahoma 7/31/2013
B
Georgia 2/25/1998
B
Oregon 1/3/2017
B
Illinois 2/16/1994
B
Pennsylvania 3/3/2016
B
Indiana 3/16/1994
B
Puerto Rico 7/28/2017
B
Iowa 9/24/2021
B
South Carolina 2/2/1999
B
Kansas 9/17/2014
B
Tennessee 4/30/2009
B
Kentucky 2/24/2015
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Texas 2/25/1999
B
Maine 1/3/2017
B
Texas 8/9/2004
B
Maryland 8/7/1998
B
Utah 1/3/2017
B
Michigan 4/12/1993
B
Virginia 9/17/1993
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Michigan 9/1/2010
B
Washington 3/14/2023
B
Minnesota 8/21/2012
B
Wisconsin 1/3/2017
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 2/25/1999
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Registered with this firm since 3/11/1993
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.