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DONNA LEEANN KLINE
DONNA KLINE
CRD#: 2318314
IA
B
HBKS WEALTH ADVISORSCRD#: 112139 200 Pinewood Lane
Suite 204
Warrendale, PA 15086
Suite 204
Warrendale, PA 15086
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 200 Pinewood Lane
Suite 204
Warrendale, PA 15086
Suite 204
Warrendale, PA 15086
0
Disclosures
11
Years of Experience
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State Registrations
B
Arizona 8/22/2022
B
North Carolina 10/7/2020
B
Arkansas 8/31/2023
B
Ohio 10/14/2022
B
California 9/16/2015
IA
Pennsylvania 9/9/2015
B
Colorado 10/13/2022
B
Pennsylvania 9/16/2015
B
Florida 12/21/2020
B
Tennessee 10/13/2022
B
Georgia 10/13/2022
IA
Texas 5/20/2021
B
Illinois 5/11/2022
B
Texas 8/31/2023
B
Nevada 8/31/2023
B
Virginia 10/13/2022
B
New York 8/31/2023
B
Washington 10/8/2024
IA
North Carolina 10/6/2020
SRO Registrations
B
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IA
Registered with this firm since 9/9/2015
B
Registered with this firm since 9/16/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/14/2014 - 09/11/2015 | SEWICKLEY, PA | |
B | 01/24/2014 - 09/11/2015 | SEWICKLEY, PA | |
B | 03/25/1999 - 12/31/1999 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.