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VANESSA ELENA BROWN
VANESSA E BROWN, VANESSA BROWN
CRD#: 2318045
IA
B
WELLS FARGO ADVISORSCRD#: 19616 2520 NORTHWINDS PKWY STE 200
TWO NORTHWINDS CENTER
ALPHARETTA, GA 30009
TWO NORTHWINDS CENTER
ALPHARETTA, GA 30009
0
Disclosures
29
Years of Experience
View By:
State Registrations
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Alabama 8/15/2024
B
Minnesota 5/20/2021
B
Arizona 7/24/2023
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Missouri 1/17/2023
B
California 5/20/2021
B
Nevada 5/20/2021
B
Colorado 9/9/2024
B
New Hampshire 5/20/2021
B
Connecticut 5/20/2021
B
New Jersey 5/20/2021
B
Delaware 5/20/2021
B
New York 5/20/2021
B
Florida 5/20/2021
B
North Carolina 5/20/2021
B
Georgia 4/16/2020
B
Ohio 1/18/2023
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Georgia 4/17/2020
B
Oregon 8/15/2024
B
Illinois 5/20/2021
B
Pennsylvania 5/20/2021
B
Indiana 2/28/2025
B
Puerto Rico 5/20/2021
B
Kansas 5/20/2021
B
South Carolina 5/20/2021
B
Kentucky 5/20/2021
B
Tennessee 5/20/2021
B
Louisiana 5/21/2021
B
Texas 5/20/2021
B
Maine 5/20/2021
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Texas 5/24/2021
B
Maryland 5/20/2021
B
Virginia 5/20/2021
B
Massachusetts 5/20/2021
B
Washington 5/20/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/17/2020
B
Registered with this firm since 4/16/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/20/2016 - 04/16/2020 | GLEN ALLEN, VA | |
B | 11/07/2011 - 04/16/2020 | GLEN ALLEN, VA | |
IA | 11/08/2011 - 12/31/2016 | GLEN ALLEN, VA | |
IA | 01/28/2010 - 09/19/2011 | ATLANTA, GA | |
B | 01/21/2010 - 09/19/2011 | ATLANTA, GA | |
B | 04/29/2009 - 06/11/2009 | ATLANTA, GA | |
IA | 03/25/2009 - 05/01/2009 | ATLANTA, GA | |
B | 03/24/2009 - 05/01/2009 | ATLANTA, GA | |
IA | 07/22/2008 - 03/18/2009 | ATLANTA, GA | |
B | 03/20/2008 - 03/18/2009 | ATLANTA, GA | |
B | 01/04/2005 - 12/07/2007 | ATLANTA, GA | |
B | 09/21/2000 - 01/26/2005 | MEMPHIS, TN | |
B | 01/07/1997 - 08/25/2000 | NEW YORK, NY | |
B | 07/19/1995 - 11/27/1996 | ATLANTA, GA | |
B | 11/25/1994 - 06/23/1995 | ||
B | 02/09/1993 - 06/08/1993 | OAKDALE, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.