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Detailed Report
SHIKHA MITTRA
SHIKHA DUTT
CRD#: 2316774
IA
Investment Adviser
RETIRESMART CONSULTING, LLC.CRD#: 147693 103 CARNEGIE CENTER
SUITE 300 A
PRINCETON, NJ 08540
Registration History
2002200420062008201020122014201620182020202220242026IARETIRESMART CONSULTING, LLC. (CRD# 147693)2008 - Present (16 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2002 - 2007 (5 years)
License(s)

State Registrations

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New Jersey 7/25/2008
Current Registration(s)
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RETIRESMART CONSULTING, LLC. (CRD#:147693)
103 CARNEGIE CENTER SUITE 300 A, PRINCETON, NJ 08540
Registered with this firm since 7/25/2008
Previous Registration(s)
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 07/30/2002 - 09/06/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PRINCETON JUNCTION, NJ
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.