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LESLIE EDWARD GARRETT
CRD#: 2316689
IA
B
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 1321 13th Street
St. Cloud, FL 34769
St. Cloud, FL 34769
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 1321 13TH STREET
ST. CLOUD, FL 34769
ST. CLOUD, FL 34769
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Florida 10/1/2007
B
Montana 2/21/2024
IA
Florida 12/21/2021
B
North Carolina 10/1/2007
B
Illinois 10/1/2007
B
Texas 2/21/2024
B
Mississippi 6/11/2019
B
Virginia 10/1/2007
SRO Registrations
B
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IA
Registered with this firm since 12/21/2021
B
Registered with this firm since 10/1/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2007 - 12/21/2021 | MOBILE, AL | |
IA | 11/30/2004 - 10/02/2007 | ST. CLOUD, FL | |
B | 10/08/2003 - 10/02/2007 | ST. CLOUD, FL | |
B | 01/20/1995 - 10/13/2003 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.