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PATRICK JOSEPH BUTTARAZZI JR
PATRICK JOSEPH JR BUTTARAZZI, PATRICK J BUTTARAZZI JR.
CRD#: 2316559
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 320 BROAD ST 3RD FL
CHARLESTON, SC 29401
Registration History
19952000200520102015202020252 FIRMS2003 - 2013 (10 years)2 FIRMS2013 - Present (11 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (5 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1997 (4 years)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 2003 (4 years)
License(s)

State Registrations

B
Arizona 7/27/2023

B
New Mexico 7/25/2013

B
California 10/27/2017

B
New York 6/7/2013

B
Colorado 3/12/2021

B
North Carolina 6/7/2013

B
District of Columbia 11/25/2019

B
Ohio 11/26/2019

B
Florida 6/7/2013

B
Oregon 6/8/2016

B
Georgia 6/7/2013

B
Pennsylvania 6/7/2013

B
Illinois 1/8/2020

B
South Carolina 5/3/2019

B
Indiana 6/7/2013

IA
South Carolina 3/30/2022

B
Maryland 6/7/2013

B
Tennessee 2/6/2024

IA
Maryland 6/7/2013

B
Texas 6/7/2013

B
Massachusetts 11/7/2018

IA
Texas 6/7/2013

B
Michigan 6/7/2013

B
Vermont 6/7/2013

B
Missouri 11/25/2019

B
Virginia 6/7/2013

B
New Hampshire 11/25/2019

B
Washington 7/25/2013

B
New Jersey 4/20/2021

B
West Virginia 5/4/2020

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
320 BROAD ST 3RD FL, CHARLESTON, SC 29401
Registered with this firm since 6/7/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
320 BROAD ST 3RD FL, CHARLESTON, SC 29401
Registered with this firm since 6/7/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/10/2003 - 06/17/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) BALTIMORE, MD
B
01/10/2003 - 06/17/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) BALTIMORE, MD
IA
02/06/1998 - 01/17/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BALTIMORE, MD
B
09/12/1997 - 01/17/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
07/31/1993 - 09/23/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
02/04/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.