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CHRISTOPHER T WEST
CHRIS T WEST, CHRIS WEST
CRD#: 2315963
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2033 N MAIN ST STE 800
WALNUT CREEK, CA 94596
Registration History
19952000200520102015202020252 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - Present (13 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2000 - 2002 (1 year)BSANFORD C. BERNSTEIN & CO., INC. (CRD# 1232)1993 - 2000 (7 years)
License(s)

State Registrations

B
Alabama 9/16/2011

B
Montana 3/22/2011

B
Alaska 4/23/2013

B
Nevada 3/22/2011

B
Arizona 3/22/2011

B
New Jersey 3/22/2011

B
California 3/22/2011

B
New Mexico 3/22/2011

IA
California 3/22/2011

B
New York 3/22/2011

B
Colorado 3/22/2011

B
North Carolina 3/22/2011

B
Connecticut 5/23/2013

B
North Dakota 5/23/2013

B
Delaware 4/23/2013

B
Ohio 6/25/2019

B
District of Columbia 4/23/2013

B
Oklahoma 5/9/2018

B
Florida 3/22/2011

B
Oregon 1/24/2013

B
Georgia 4/17/2013

B
Pennsylvania 4/23/2013

B
Hawaii 3/22/2011

B
Rhode Island 7/22/2020

B
Idaho 3/22/2011

B
South Carolina 4/23/2013

B
Illinois 8/3/2012

B
South Dakota 8/2/2013

B
Indiana 5/18/2015

B
Tennessee 2/22/2013

B
Iowa 5/23/2013

B
Texas 3/22/2011

B
Kansas 4/12/2016

IA
Texas 3/22/2011

B
Kentucky 4/17/2013

B
Utah 3/22/2011

B
Louisiana 8/5/2020

B
Vermont 12/9/2020

B
Maryland 3/22/2011

B
Virginia 4/23/2013

B
Michigan 3/22/2011

B
Washington 3/22/2011

B
Minnesota 8/2/2013

B
Wisconsin 6/17/2020

B
Mississippi 4/23/2013

B
Wyoming 4/17/2013

B
Missouri 6/9/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
Registered with this firm since 3/22/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
Registered with this firm since 3/22/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/23/2008 - 03/23/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
B
05/01/2008 - 03/23/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
B
12/07/2000 - 08/22/2002 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) NASHVILLE, TN
B
02/08/1993 - 12/07/2000 SANFORD C. BERNSTEIN & CO., INC. (CRD#:1232) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.