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Susan Fieweger Brotz
SUSAN F BROTZ, SUSIE BROTZ, SUSAN M FIEWEGER, SUSAN MARY FIEWEGER, SUSAN FIEWEGER…
CRD#: 2315600
IA
B
EDWARD JONESCRD#: 250 11305 N CEDARBURG RD SUITE A
MEQUON, WI 53092-1938
MEQUON, WI 53092-1938
0
Disclosures
23
Years of Experience
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State Registrations
B
Alabama 3/10/2021
B
Louisiana 9/4/2024
B
Arizona 3/10/2021
B
Minnesota 9/21/2020
B
California 6/29/2020
B
Oregon 9/23/2022
B
Colorado 3/10/2021
B
South Carolina 3/10/2021
B
Florida 9/10/2020
B
Washington 11/22/2022
B
Idaho 3/11/2022
B
Wisconsin 8/19/2019
B
Illinois 3/10/2021
IA
Wisconsin 9/11/2019
B
Kentucky 10/24/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/11/2019
B
Registered with this firm since 8/19/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/05/2005 - 11/26/2018 | DES MOINES, IA | |
B | 07/18/2007 - 09/22/2008 | DES MOINES, IA | |
B | 09/05/2002 - 05/03/2005 | MILWAUKEE, WI | |
B | 05/09/2001 - 08/07/2002 | MINNETONKA, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.