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DAVID LEE ALLEN
CRD#: 2315557
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 11161 Overbrook Road
Suite 225
Leawood, KS 66211
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1993 - 2000 (7 years)IAMORGAN STANLEY (CRD# 7556)2001 - 2007 (6 years)
License(s)

State Registrations

B
Alabama 1/5/2023

B
Michigan 11/14/2017

B
Alaska 1/5/2023

B
Minnesota 6/1/2009

B
Arizona 6/1/2009

B
Missouri 6/1/2009

B
Arkansas 4/5/2016

B
Nebraska 6/1/2009

B
California 6/1/2009

B
Nevada 6/1/2009

B
Colorado 6/1/2009

B
New York 6/1/2009

B
Delaware 1/5/2023

B
North Carolina 6/1/2009

B
Florida 6/1/2009

B
Ohio 6/1/2009

B
Georgia 1/5/2023

B
Oklahoma 6/1/2009

B
Hawaii 12/8/2009

B
Pennsylvania 1/5/2023

B
Idaho 1/5/2023

B
South Carolina 6/1/2009

B
Illinois 4/21/2021

B
Tennessee 1/5/2023

B
Indiana 1/27/2011

B
Texas 6/1/2009

B
Iowa 1/27/2011

IA
Texas 10/12/2009

B
Kansas 6/1/2009

B
Virginia 5/21/2021

IA
Kansas 6/1/2009

B
Washington 1/4/2013

B
Kentucky 1/5/2023

B
West Virginia 1/5/2023

B
Maryland 9/13/2011

B
Wisconsin 6/1/2009

B
Massachusetts 1/5/2023

B
Wyoming 10/31/2012

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
11161 Overbrook Road Suite 225, Leawood, KS 66211
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
11161 Overbrook Road Suite 225, Leawood, KS 66211
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OVERLAND PARK, KS
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) OVERLAND PARK, KS
IA
04/05/2001 - 04/02/2007 MORGAN STANLEY (CRD#:7556) OVERLAND PARK, KS
B
08/21/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) OVERLAND PARK, KS
B
03/29/1993 - 08/31/2000 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.