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BRYAN SCOTT RATHMAN
CRD#: 2315338
IA
B
NEWBRIDGE FINANCIAL SERVICES GROUP, INC.CRD#: 130814 211 EAST 43RD STREET
NEW YORK, NY 10017
NEW YORK, NY 10017
NEWBRIDGE SECURITIES CORPORATIONCRD#: 104065 211 EAST 43RD STREET, SUITE 1300
NEW YORK, NY 10017
NEW YORK, NY 10017
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4/13/2016
Financial
Final
State Registrations
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Alabama 3/12/2014
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Missouri 1/11/2012
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Arizona 12/13/2011
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Nebraska 12/13/2011
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Arkansas 3/12/2014
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New Hampshire 1/11/2012
B
California 12/13/2011
B
New Jersey 12/13/2011
B
Colorado 12/15/2011
B
New Mexico 12/15/2011
B
Connecticut 12/13/2011
B
New York 12/9/2011
B
Delaware 12/15/2011
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New York 4/1/2021
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Florida 1/11/2012
B
North Carolina 12/13/2011
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Florida 1/20/2012
B
Ohio 1/4/2012
B
Georgia 12/14/2011
B
Oklahoma 12/14/2011
B
Hawaii 12/15/2011
B
Pennsylvania 12/14/2011
B
Illinois 12/14/2011
B
Rhode Island 6/14/2013
B
Indiana 12/21/2011
B
South Carolina 3/14/2014
B
Iowa 12/13/2011
B
South Dakota 12/14/2011
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Kansas 1/11/2012
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Texas 12/13/2011
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Kentucky 12/14/2011
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Texas 1/7/2019
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Louisiana 12/14/2011
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Utah 12/14/2011
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Louisiana 1/7/2019
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Vermont 9/18/2013
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Maryland 12/13/2011
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Virginia 12/13/2011
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Massachusetts 12/14/2011
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Washington 12/21/2011
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Michigan 12/14/2011
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West Virginia 8/6/2013
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Minnesota 12/13/2011
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Wisconsin 12/13/2011
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Mississippi 12/14/2011
SRO Registrations
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B
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Learn about permitted activities of registered principals
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Registered with this firm since 1/20/2012
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Registered with this firm since 12/9/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/24/2008 - 12/12/2011 | NEW YORK, NY | |
B | 01/27/1998 - 11/24/2008 | NEW YORK, NY | |
B | 01/12/1996 - 01/30/1998 | NEW YORK, NY | |
B | 03/02/1993 - 02/01/1995 | ROCHESTER, NY |
NEW YORK, NY
01/27/1998 - 11/24/2008
ROCHESTER, NY
03/02/1993 - 02/01/1995
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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