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SCOTT ALAN SCHWARTZ
CRD#: 2314442
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Investment Adviser
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Previous Broker
SPECTRUM INVESTMENT ADVISORS, INC.CRD#: 108669 6329 WEST MEQUON ROAD
MEQUON, WI 53092
Registration History
1995200020052010201520202025IASPECTRUM INVESTMENT ADVISORS, INC. (CRD# 108669)2014 - Present (10 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - 2015 (1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2003 (1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1999 - 2001 (1 year)BFORUM FINANCIAL SERVICES, INC. (CRD# 17685)1999 - 1999 (<1 year)BSTRONG FUNDS DISTRIBUTORS, INC. (CRD# 15658)1993 - 1997 (4 years)
License(s)

State Registrations

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Wisconsin 12/8/2014

Current Registration(s)
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SPECTRUM INVESTMENT ADVISORS, INC. (CRD#:108669)
6329 WEST MEQUON ROAD, MEQUON, WI 53092
Registered with this firm since 12/8/2014

Previous Registration(s)
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06/16/2014 - 10/13/2015 LPL FINANCIAL LLC (CRD#:6413) MEQUON, WI
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05/02/2001 - 04/28/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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07/12/1999 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
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05/25/1999 - 07/12/1999 FORUM FINANCIAL SERVICES, INC. (CRD#:17685) PORTLAND, ME
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03/02/1993 - 09/24/1997 STRONG FUNDS DISTRIBUTORS, INC. (CRD#:15658) MENOMONEE FALLS, WI
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Investment Adviser
Disclosures
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