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JACQUELINE ANNE ANTONE
JAQUELINE ANNE ANTONE
CRD#: 2314415
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 7130 S WESTNEDGE AVE
PORTAGE, MI 49002-4209
Registration History
19952000200520102015202020252 FIRMS2020 - Present (4 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2020 (12 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2005 (7 years)BFIFTH THIRD/THE OHIO COMPANY (CRD# 628)1994 - 1998 (3 years)BGNA SECURITIES, INC. (CRD# 10465)1993 - 1994 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2010 - 2020 (10 years)
Disclosure(s)
View By:
5/10/2005
Customer Dispute
Denied
4/11/2005
Customer Dispute
Settled
9/16/2004
Customer Dispute
Settled
4/23/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 12/11/2023

IA
Michigan 11/20/2020

B
Arizona 7/25/2022

B
Minnesota 12/6/2024

B
California 11/20/2020

B
Mississippi 11/20/2020

B
Colorado 12/1/2023

B
Montana 6/16/2022

B
Florida 11/23/2020

B
New York 12/10/2024

B
Georgia 11/23/2020

B
North Carolina 7/11/2022

B
Illinois 11/20/2020

B
Ohio 12/2/2023

IA
Illinois 9/23/2022

B
Oregon 4/21/2021

B
Indiana 11/23/2020

B
Texas 11/20/2020

B
Kentucky 12/4/2023

IA
Texas 11/20/2020

B
Louisiana 1/23/2024

B
Virginia 12/4/2023

B
Maine 12/1/2023

B
Washington 11/20/2020

B
Massachusetts 11/20/2020

B
Wisconsin 11/20/2020

B
Michigan 11/20/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7130 S WESTNEDGE AVE, PORTAGE, MI 49002-4209
105 W Madison St Ste 2100, Chicago, IL 60602
Registered with this firm since 11/20/2020

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7130 S WESTNEDGE AVE, PORTAGE, MI 49002-4209
105 W Madison St Ste 2100, Chicago, IL 60602
Registered with this firm since 11/20/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/30/2010 - 11/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GRAND RAPIDS, MI
B
01/01/2008 - 11/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GRAND RAPIDS, MI
B
08/15/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) GRAND RAPIDS, MI
B
08/28/1998 - 08/22/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
10/21/1994 - 09/10/1998 FIFTH THIRD/THE OHIO COMPANY (CRD#:628) CINCINNATI, OH
B
03/12/1993 - 11/23/1994 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.